Representative Cases – Working together with attorney Judson Lee in Mississippi, the firm represented over 100 Mississippi investors in a series of arbitrations brought against Morgan Stanley & Co. The arbitrations stemmed from the reckless actions of its…
Securities Fraud
Representative Cases – The firm represented a class of retirement investors concerning the management of their JP Morgan Chase Stable Value Fund. The firm was able to successfully reach a settlement for the investors, due to the JP…
Representative Cases – The firm’s lawyers represented several investors in connection with claims for losses involving misrepresentations and omissions relating to Securities America’s sales of Medical Capital Notes. The investors have alleged that Securities America and its representatives…
Gopi Krishna Vungarala Allegedly Made False and Misleading Statements to a Native American Tribe and Purportedly Persuaded the Tribe to Invest Hundreds of Millions of Dollars in Non-traded Real Estate Investment Trusts and Business Development Companies but Failed to Disclose that…
Retired Rochester (NY) Teacher Awarded Over $450,000 American Portfolios Financial Services, Inc. of Holbrook (NY) Found Liable ROCHESTER, NY (November 6, 2017) — On November 2, 2017, a Financial Industry Regulatory Authority (“FINRA”) Arbitration Panel awarded Elizabeth Jachles (“Libby”), a…
Sonya D. Camarco Allegedly Orchestrated Fraud by Purportedly Making Misappropriations of over $2.8 Million from Her Clients and Customers, Purportedly Including Many Elderly Clients Colorado Springs resident Sonya D. Camarco, has had her assets frozen by the SEC…
Louis Navellier and Navellier & Associates, Inc. Allegedly Issued False Performance Claims in His Advertising Materials Louis Navellier and Navellier & Associates, Inc. from 2010 to 2013, Mr. Navellier allegedly defrauded their clients and prospective clients, by purportedly…
Roger S. Zullo and His Firm LPL Financial Allegedly Falsified Client Financial Suitability Profiles, Defrauded His Clients, and Purportedly Sold His Customers– Many of whom Were Senior Citizens– Unsuitable Variable Annuities; Roger S. Zullo Allegedly Brought in $1.8 million…
Kyle P. Harrington Allegedly Concealed Undisclosed Private Securities Transactions from National Securities Corporation; Linda Milberger Also Allegedly Gave Assistants to Fabricate False Documents to Submit to FINRA to Hide the Aforementioned Misconduct Kyle Harrington allegedly concealed undisclosed private securities transactions…
Heidi Heiser, a Former Customer Service and Sales Agent for CenturyLink from August 2015 to October 2016, Allegedly Lost Her Job after Blowing the Whistle during the Course of a Companywide Question-and-answer Session on an Internal Message Board…