James Kolf Allegedly Operated a $1 Million Investment Scheme; Kolf Allegedly Solicited His Existing Customers at New England Securities to Invest in SFN Financial Network James Kolf, 64, allegedly operated a $1 million investment scheme, according to an…
Securities Fraud
Daniel H. Glick Allegedly Operated a Multi-million Dollar Scheme which Purportedly Took Advantage of Senior Citizens; Glick Obtained Power of Attorney on Behalf of His Senior Clients and His Companies Allegedly Diverted Investor Funds for Improper Purposes Daniel…
Terminus, a California Penny Stock Company, Raised $7.9 Million While Allegedly Misleading Investors Regarding the Research, Development, and Profitability of their Purported Business to Manufacture Power Generation Products Such as Fuel Cells Terminus, a California Penny Stock Company,…
Patrick O. Howard and Dallas-based Optimal Economics Capital Partners, LLC Allegedly Used New Investor Money in Order to Make Ponzi-like Payments to Previous Investors Have you or a loved one lost funds investing in OE Capital Ventures LLC?…
Dwayne Edwards is alleged to have committed fraud as part of a scheme in which Dwayne Edwards raised monies through municipal bonds. According to a complaint filed by the Securities Exchange Commission in federal court, Dwayne Edwards made…
808 Renewable Energy Corp. and its founder and CEO Patrick Carter Allegedly Misled Investors and Ran a $30 Million Fraud Scheme 808 Renewable Energy Corp. and its CEO and founder Patrick Carter the founder and CEO of 808…
Roger Zullo Allegedly Took Part in Sales of Costly Variable Annuities to Retirees and Health Care Workers Which Brought in as Much as $1.8 Million in Commissions Roger S. Zullo, an investment adviser with Boston’s LPL Financial, allegedly…
Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors…
Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according…
Tom Andrews Allegedly Orchestrated an Almost $9 Million Investment Fraud Scheme in Utah; Federal Judge Spurns Andrews’ Plea Deal Tom Andrews allegedly took part in an almost $9 million investment fraud scheme in Utah, according to reports from…