Scroll Top

Archibald McMichael Investigation

Archibald McMichael Investigation

Archibald William McMichael III is a Haverford, Pennsylvania broker. McMichael is currently registered with Lifemark Securities Corporation and was previously registered with LPL Financial. McMichael currently has 2 Brokercheck Disclosures, including Employment Separation After Allegations for “violation of the firm’s document signature policy.”

Peiffer Wolf Carr Kane & Conway is currently investigating claims against Archibald McMichael, a registered broker at Lifemark Securities Corporation in Haverford, PA.

According to FINRA’s BrokerCheck website for Public Disclosures, Archibald McMichael has been the subject of two disclosures. The most notable disclosure is as follows:

2011: Employment Separation After Allegations – LPL Financial discharged him for “violation of the firm’s document signature policy.” 

Since 2011, customer complaints disclosed against Bryon Martinsen have included allegations of “unsuitable investment advice, inadequate due diligence, and concentration of illiquid investments.”

To review Archibald McMichael’s Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/2997111

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

Archibald McMichael has worked at multiple firms over the years, including Lifemark Securities, LPL Financial, PNC Investments, JB Hanauer & Co, Morgan Stanley DW, and Vangaurd Marketing Corporation. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

Archibald McMichael Broker | Archibald McMichael Investigation

Based on our experience, we believe that there are more investors who have been the victim of McMichael’s alleged broker misconduct and investment fraud. If you’ve worked with or invested with Archibald McMichael, you should contact Peiffer Wolf Carr Kane & Conway immediately for a FREE Consultation.

Peiffer Wolf Carr Kane & Conway is currently investigating Archibald McMichaels’ practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf Carr Kane & Conway has represented thousands of victims, and we remain committed to fighting on behalf of investors. We focus on identifying parties that are not only liable but have the financial ability to compensate victimized investors. Our goal is to put money back into our clients’ pockets.

Contact Peiffer Wolf Carr Kane & Conway today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

SECURITIES FRAUD IN THE NEWS

A Burt Marshall victim tries a new strategy to recover his money. Will others join him?

Berkshire Bank Sued For Customer’s Alleged $90M Ponzi

DOL Unveils Final Fiduciary Rule for Retirement Accounts

FAQ

Yes. Please call us or use our contact form to request a Free Case Evaluation. We have a national team of attorneys and staff who look forward to speaking with you.

Typically, we represent clients on contingency fee agreements. If we take your case under a contingency fee arrangement, you won’t owe our firm any legal fees unless we are able to recover money for you.

Our contingency fee agreements are usually based on a percentage of the amount we recover for our clients. The contingency fee amount is determined by the type of case, our estimate of how long it will take to resolve your case, and our estimate of the litigation costs we will advance in your case. Each engagement agreement includes the details of the fee arrangement. Questions about our fee agreements are welcomed and encouraged.

In most litigation matters, it is extremely difficult – practically impossible – to predict how long it will take to resolve a particular case. Every case is different, and we will do our best to provide you with an estimate based on your case and our experience with similar cases. Moreover, we will do our best to keep you updated and manage expectations along the way.

DO YOU HAVE ANY QUESTIONS?

We handle cases that change lives. Contact us today for a FREE consultation.

PRACTICE CHAIRS
Attorney Joe Peiffer
JOSEPH C. PEIFFER
Founding Partner
Jason_kane_400x372
JASON J. KANE
Partner