Who is Jonathan Walter Way? Jonathan Walter Way Investigation
Jonathan Walter Way was a broker registered with Wedbush Securities in Napa, California.
According to a June 2023 FINRA Letter of Acceptance, Waiver, and Consent, he was recently barred from FINRA for failing to provide information and documents for a FINRA investigation into his sales practices.
Peiffer Wolf is currently investigating claims against Jonathan Walter Way of Wedbush Securities for allegedly excessively trading client accounts, putting clients in unsuitable investments, and/or other sales practice violations.
If you’ve invested with Jonathan Walter Way, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
Jonathan Walter Way | Wedbush Securities
According to FINRA’s BrokerCheck, Jonathan Walter Way has been the subject of 5 disclosures, including two settled Customer Disputes and one pending Customer Dispute with allegations of excessive, unauthorized, and unsuitable trading.
In 1995, Jonathan Walter Way was permitted to resign from Smith Barney after a customer complaint. In 1999, he was denied a securities salesman license in the state of Ohio for being “not of good business repute.”
Jonathan Walter Way was registered as a broker with Wedbush Securities from 2002 to 2022. Before he was registered with Wedbush Securities, he was registered with Ryan Beck & Co. in Florham Park, New Jersey.
If you invested with Jonathan Walter Way and have suffered losses in your investment portfolio, you should Contact Peiffer Wolf immediately.
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Jonathan Walter Way Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Jonathan Walter Way’s alleged broker misconduct and investment fraud. If you invested with Jonathan Walter Way of Wedbush Securities, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Jonathan Walter Way of Wedbush Securities for his alleged excessive trading of customer accounts and unsuitable recommendations to customers. If you’ve invested with Jonathan Walter Way, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
securities fraud in the news
DOL Unveils New Fiduciary Rule As Biden Warns Advisors ‘We’re Watching’
Typically, we represent clients on contingency fee agreements. If we take your case under a contingency fee arrangement, you won’t owe our firm any legal fees unless we are able to recover money for you.
Our contingency fee agreements are usually based on a percentage of the amount we recover for our clients. The contingency fee amount is determined by the type of case, our estimate of how long it will take to resolve your case, and our estimate of the litigation costs we will advance in your case. Each engagement agreement includes the details of the fee arrangement. Questions about our fee agreements are welcomed and encouraged.
In most litigation matters, it is extremely difficult – practically impossible – to predict how long it will take to resolve a particular case. Every case is different, and we will do our best to provide you with an estimate based on your case and our experience with similar cases. Moreover, we will do our best to keep you updated and manage expectations along the way.
DO YOU HAVE ANY QUESTIONS?
We handle cases that change lives. Contact us today for a FREE consultation.