Richard Gomez, of NYC, Allegedly Sold Private Securities Offerings without Approval from Legend Securities Have you invested your hard-earned cash with Richard Gomez of New York City? If so, the Peiffer Wolf Carr & Kane securities lawyers are…
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Jim Jinkook Seol Allegedly Failed to Disclose Side $100 Million EB-5 Solar Investment Business, Seeking Investors via trips to China and South Korea to solicit investors in a project that would eventually fund NextEra Energy Capital Holdings LLC’s Genesis…
Ash Narayan Allegedly Induced Clients to Invest in Ticket Reserve Inc. (TTR) without PurpotedlyTelling them it Was Financially Distressed, that He Owned Millions of Shares of TTR Stock, or that He Secretly Obtained Nearly $2 Million in Undisclosed…
On June 2, a team of attorneys including Woska Law Firm, The Wise Firm, and Peiffer Wolf Carr & Kane filed a complaint against Genghis Grill and related entities in the Northern District of Oklahoma. The Plaintiff alleges…
Jerome “Joe” Bonnett Allegedly Misappropriated More than $1.35 Million of Client Funds, Purportedly Engaging in a Ponzi Scheme Jerome “Joe” Bonnett allegedly misappropriated more than $1.35 million of client funds, according to Nebraska Court Documents currently under review…
Gary Lee Rathbun and Douglas Scott Miller Allegedly Failed to Disclose So-called Monitoring Fees Regarding the Sale of Investments to Clients of Their Registered Investment Adviser, Private Wealth Consultants, Ltd. (PWC) and Their Broker-dealer, Triad Advisors Gary Lee…
Lawson Financial Corporation (LFC) and Robert Lawson Allegedly Took Part in a Huge Securities Fraud, Purportedly Underwriting Bond Offerings for Charter School and Assisted Living Facilities While Knowing Said Institutions Were in Poor Financial Health Lawson Financial Corporation…
On May 24, 2016, the Supreme Court of Delaware issued an opinion in the case Citigroup Inc., et al. v. AHW Investment Partnership, MFS, Inc., which considered the issue of whether the claims of a plaintiff against a…
United Development Funding IV (“UDF IV”) a real estate investment trust based in Texas and sponsored by United Development Funding, disclosed in a Securities and Exchange Commission (“SEC”) reporting that it has defaulted on a loan with a…
American Growth Funding II LLC (“AGF II”), AGF II’s owner Ralph Johnson (“Johnson”), Portfolio Advisors Alliance (“PAA”), PAA’s owner Howard Allen (“Allen”), and PAA’s president Kerri Wasserman (“Wasserman”) were charged with securities fraud by the Securities and Exchange…